Award of Compensatory Damages and Attorneys’ Fees
Client receives award of compensatory damages and attorneys’ fees against Wells Fargo
Award of Compensatory Damages Against Broker and Broker Dealer
Client sued broker and broker dealer for breach of fiduciary duty, fraud and negligence. Client was awarded full compensatory damages.
Final Order and Judgment Approving Class Action
US District Court Southern District of Florida approves settlement of class action against Newbridge Securities Corporation.
Award of Compensatory Damages and Sanctions
Award of compensatory damages and broker sanctioned for discovery abuses.
Award Against Morgan Stanley in Variable Annuity Case
Award of compensatory damages granted in a case involving unsuitable annuity exchanges
Award of Punitive Damages Against Stockbroker for Pump and Dump Scheme
Panel finds that investments were clearly unsuitable and too risky for an elderly, inexperienced investor.
Award of Compensatory Damages and Pre-Judgment Interest
UBS Financial Services, Inc. found liable for respondeat superior violations
Rescission, Punitive Damages, Interest and Attorneys’ Fees Award
Award against Investment Banker, Principal of Brokerage Firm, Branch Managers, Broker, Brokerage Firm and Successor Firm for rescission, punitive damages, attorneys fees interest and sanctions.
Million Dollar Plus Award
Elderly couple sued Prudential and was awarded over $1 million dollars.
Punitive Damages Awards
Client sued broker and Merrill Lynch for breach of contract, fraud and negligence. Client was awarded compensatory damages and punitive damages.
Client sued Citigroup (Salomon Smith Barney) for fraud and was awarded compensatory damages, punitive damages, interest and attorney’s fees.
Retired couple alleged that their financial advisor made unsuitable recommendations and Edward Jones was held liable.
Financial advisor sued his former employer, Merrill Lynch, for failing to disclose conflicts of interest and Merrill Lynch was held liable.
Client sued Merrill Lynch for fraud and Merrill Lynch was held liable for compensatory damages and attorney’s fees.
Elderly client awarded damages for her losses she suffered from Commodities firm and brokers.
Punitive Damages Award
Award of compensatory and punitive damages entered against firm and advisor for joint and several liability.
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